John V. Ryden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Vernon Ryden was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1975. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - October 16, 2013
FELTL & COMPANY
January 2, 1990 - September 16, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
September 8, 1980 - January 11, 1990
JOHN G. KINNARD AND COMPANY, INCORPORATED
January 18, 1980 - September 27, 1980
DAIN RAUSCHER INCORPORATED
December 2, 1977 - January 11, 1990
JOHN G. KINNARD AND COMPANY, INCORPORATED
May 5, 1977 - January 14, 1978
HORNBLOWER WEEKS NOYES & TRASK INCORPORATED
December 22, 1975 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
November 1, 1975 - February 28, 1976
MIDWEST DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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