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KM

Katharine Morgan

KAIROS RIA
CINCINNATI , OH
Some features on this profile are disabled
CRD#: 8142721
KM
Katharine MorganKAIROS RIA

Professional summary

Katharine Morgan is a registered financial advisor currently at KAIROS RIA, LLC located in Cincinnati , Ohio.

Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Katharine has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent licensed agent 2. 06/10/2026 - Katharine T. Morgan LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 80 Hour/Month - 20 Hour During Trading - BRUNSWICK OH 44212 - OBA Start Date: 02/02/2022; offers Life Coaching, Chaplaincy, self- help books and self-help courses. Approximately ten hours a week are spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2026 - Present

KAIROS RIA, LLC

RIA
CRD#: 341881
CINCINNATI , OH
Past

September 8, 2025 - August 11, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(8/10/2026)
IAR
Ohio
(8/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/23/2025
Securities Industry Essentials Examination

Current Firm

KR
KAIROS RIA, LLC
KAIROS RIA, LLC

CRD#: 341881 / SEC#:

Ohio
Registered Investment Advisory firm - (4/7/2026 Approved)
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Contact information

Main Address
219 N Boylan Ave, Raleigh, NC 27603
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAIROS RIA, LLC

CRD#: 341881Cincinnati , OH

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