Mark P. Gilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Phillip Gilman, who also goes by Mark Philip Gilman, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1975. Mark had worked at 11 firms and has passed the Series 63, Series 87, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2004 - April 11, 2012
THE BENCHMARK COMPANY, LLC
August 9, 2001 - November 12, 2003
GLEACHER & COMPANY SECURITIES, INC.
May 12, 1998 - March 6, 2001
ABN AMRO SECURITIES LLC
April 14, 1993 - April 14, 1998
UBS SECURITIES LLC
March 14, 1991 - March 2, 1993
NATWEST SECURITIES CORPORATION
January 17, 1991 - March 4, 1991
GRUNTAL & CO., L.L.C.
November 3, 1989 - August 1, 1991
ALTMAN, BRENNER & WASSERMAN, INC.
March 17, 1988 - March 2, 1989
ROBERT FLEMING INC.
January 26, 1984 - February 23, 1988
E. F. HUTTON & COMPANY INC
January 26, 1981 - January 6, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 23, 1975 - February 2, 1981
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 11/27/1978
Registered Principal ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
