Lawrence R. Mckulla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Robert Mckulla, who also goes by Bob Mckulla, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1975. Lawrence had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - April 18, 2016
BLACKROCK INVESTMENTS, LLC
November 5, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
July 16, 2007 - April 18, 2016
BLACKROCK FUND ADVISORS
July 16, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
July 1, 2003 - July 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - July 3, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 8, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 6, 1985 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 28, 1979 - December 20, 1985
MORGAN STANLEY DW INC.
December 29, 1978 - April 14, 1979
PROTECTED INVESTORS OF AMERICA
February 24, 1978 - August 23, 1978
MORGAN STANLEY DW INC.
October 23, 1975 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/25/1995
Interest Rate Options ExaminationSeries 8
Date: 1/31/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
