Charles F. Hovey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Fox Hovey JR was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1975. Charles had worked at 5 firms and has passed the Series 66, SIE, Series 82, PC, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2010 - January 7, 2022
COKER & PALMER
December 7, 1993 - August 7, 1995
OPPENHEIMER & CO. INC.
April 3, 1989 - February 4, 1992
R.J. TELESE & COMPANY
November 7, 1977 - September 28, 1988
TUCKER ANTHONY INCORPORATED
October 23, 1975 - December 2, 1977
MOSELEY, HALLGARTEN & ESTABROOK INC
Primary Firm SEC Registration
COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/1/1978
AMEX Put and Call ExamCurrent Firm
COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
Contact information
SEC notice filing (10 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 244,065,071 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
