Gregory N. Wynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Norman Wynn, who also goes by Greg Wynn, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1975. Gregory had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - October 14, 2011
WYNN FINANCIAL CONSULTING GROUP
May 20, 2009 - September 26, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 9, 2002 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 8, 2002 - September 26, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 1, 1996 - January 8, 2002
PRUDENTIAL EQUITY GROUP, LLC
January 4, 1988 - March 11, 1996
MORGAN STANLEY DW INC.
May 21, 1982 - March 30, 1988
E. F. HUTTON & COMPANY INC
September 26, 1978 - May 13, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamCurrent firm
No current employment
Red Flags
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