Owen R. Williams

DMK ADVISOR GROUP

LUTZ, FL 33558

CRD#: 8138945

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Professional summary

Owen Riley Williams, who also goes by Owen Williams, is a registered financial professional currently at DMK ADVISOR GROUP, INC. located in Lutz, Florida.

Owen is registered as a RR (Registered Representative) and started their career in finance in 2025. Owen has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Owen Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Owen Riley Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2025 - Present

DMK ADVISOR GROUP, INC.

Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558

RIA

CRD#: 41067

LUTZ, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA

Registered Investment Advisory firm - SEC (6/3/2021 Approved)

Arizona

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Arkansas

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

California

Registered Investment Advisory firm - SEC (7/8/2021 Terminated)

Colorado

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Delaware

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (7/15/2021 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/31/2005 Terminated)

Illinois

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Maine

Registered Investment Advisory firm - SEC (9/5/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Missouri

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (6/28/2021 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New York

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Puerto Rico

Registered Investment Advisory firm - SEC (6/3/2021 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/8/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/8/2025)

California
(9/8/2025)

Colorado
(9/8/2025)

Florida
(9/8/2025)

New Jersey
(9/8/2025)

Oklahoma
(10/9/2025)

South Carolina
(9/8/2025)

Texas
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/22/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/30/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA

Registered Investment Advisory firm - SEC (6/3/2021 Approved)

Arizona

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Arkansas

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

California

Registered Investment Advisory firm - SEC (7/8/2021 Terminated)

Colorado

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/10/2021 Terminated)

Delaware

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Georgia

Registered Investment Advisory firm - SEC (7/15/2021 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/31/2005 Terminated)

Illinois

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Maine

Registered Investment Advisory firm - SEC (9/5/2003 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (2/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/18/2001 Terminated)

Missouri

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (6/28/2021 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (12/31/2004 Terminated)

New York

Registered Investment Advisory firm - SEC (6/8/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Puerto Rico

Registered Investment Advisory firm - SEC (6/3/2021 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - SEC (10/8/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

PREMIUM

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Contact information

Main Address

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558

Mailing Address

17961 Hunting Bow Circle Suite 102, Lutz, FL 33558

Phone number

(303) 470-5664

Established

Colorado since 04/30/1996

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

SEC notice filing (35 States and Territories)

FINRA licenses (46 States and Territories)

Direct owners and executive officers

Name	Position	CRD#
DESAI, JANAK R	DIRECTOR	6307455
DOUGLAS, KELVIN RAY	DIRECTOR	4723703
MISRA, SUNIL DUTT	DIRECTOR/PRINCIPAL	5617829
PEREZ, JORGE RAMON	DIRECTOR	2253547
SCHWARTZ, HAROLD ALAN	CEO/PRINCIPAL	841225
BASKETT, ERIN ELAINE	CHIEF COMPLIANCE OFFICER	4538604
GALLIGAN, PETER B	FINOP	1873304
GROSMAN, BARRY JULIAN	DIRECTOR	7967542
KOHN, STEPHEN ALAN	MUNI PRINCIPAL	1267211
OHMAN, JOHN DAVID	ROP/CROP	1059085

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 84,480,870

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Owen R. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Owen Riley Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

Primary Firm SEC Registration

DMK ADVISOR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2025

Series 6TO

Date: 8/22/2025

SIE

Date: 6/30/2025

FINRA

Current Firm

DMK ADVISOR GROUP, INC.

Contact information

SEC notice filing (35 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DMK ADVISOR GROUP, INC.

TRUST BUT VERIFY

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