Kian C. Roy
Professional summary
Kian Charles Roy is a registered financial professional currently at AETHLON CAPITAL, L.L.C located in Minneapolis, Minnesota.
Kian is registered as a RR (Registered Representative) and started their career in finance in 2025. Kian has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kian Charles Roy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2025 - Present
AETHLON CAPITAL, L.L.C
Office #1: 1786 James Avenue South, Minneapolis, MN 55403State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2025)
Exams
Series 79TO
Date: 8/5/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AETHLON CAPITAL, L.L.C
CRD#: 42241 / SEC#: , 8-49765
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRIFFITH, SIMA LYNN | PRINCIPAL, CCO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND OWNER | 2407819 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
AETHLON CAPITAL, L.L.C
CRD#: 42241Minneapolis, MN 55403TRUST BUT VERIFY
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