Pierce M. Kramer

JDL ADVISERS

NEWPORT BEACH, CA 92660-3032

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CRD#: 8138236

Professional summary

Pierce Maxwell Kramer, who also goes by Pierce Kramer, is a registered financial advisor currently at JDL ADVISERS located in Newport Beach, California.

Pierce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Pierce has worked at 1 firm and has passed the Series 65, Series 66 and SIE exams.

At a Glance

Always Fiduciary

Aliases

Pierce Kramer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACCIDENT/HEALTH AND LIFE INSURANCE AGENT AFFILIATED WITH J. DEREK LEWIS & ASSOCIATES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pierce Maxwell Kramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2025 - Present

JDL ADVISERS

Office #1: 3991 Macarthur Blvd 4th Floor, Newport Beach, CA 92660-3032

RIA

CRD#: 122307

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JDL ADVISERS

J.DEREK LEWIS & ASSOCIATES, INC. | JDL ADVISERS

CRD#: 122307 / SEC#: 801-67339

RIA

Registered Investment Advisory firm - (12/4/2006 Approved)

California

Registered Investment Advisory firm - (12/12/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/22/2025)

IAR

Minnesota
(9/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/22/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 2/25/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 11/1/2024

Securities Industry Essentials Examination

Current Firm

JDL ADVISERS

J.DEREK LEWIS & ASSOCIATES, INC. | JDL ADVISERS

CRD#: 122307 / SEC#: 801-67339

RIA

Registered Investment Advisory firm - (12/4/2006 Approved)

California

Registered Investment Advisory firm - (12/12/2006 Terminated)

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Contact information

Main Address

3991 Macarthur Blvd 4th Floor, Newport Beach, CA 92660-3032

Mailing Address

Phone number

(949) 752-9096

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JDLA ADV - 2026 (3/26/2026)

Regulatory assets under management

Total Number of Accounts	7,943
AUM (Assets Under Management)	$ 2,276,577,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pierce M. Kramer

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pierce Maxwell Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

JDL ADVISERS

Primary Firm SEC Registration

JDL ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Passed: 9/22/2025

Series 66

Passed: 2/25/2025

SIE

Passed: 11/1/2024

Current Firm

JDL ADVISERS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JDL ADVISERS

TRUST BUT VERIFY

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