Dylan J. Ritter
Professional summary
Dylan Julius Ritter is a registered financial professional currently at COMPASS POINT RESEARCH & TRADING, LLC located in Mount Pleasant , South Carolina.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2025. Dylan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dylan Julius Ritter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
COMPASS POINT RESEARCH & TRADING, LLC
Office #1: 11 Ewall Street Suite 256, Mount Pleasant , SC 29464September 22, 2025 - June 16, 2026
GOLDMAN SACHS WEALTH SERVICES, L.P.
August 28, 2025 - June 16, 2026
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
Exams
Series 7TO
Date: 8/28/2025
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COMPASS POINT RESEARCH & TRADING, LLC
CRD#: 126258 / SEC#: , 8-65866
Contact information
FINRA licenses (33 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOONER HOLDINGS, LLC | HOLDING COMPANY | |
| DOERR, MANDY MULLER | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 4988605 |
| DREYER, SCOTT ERIC | EXECUTIVE CHAIRMAN | 717434 |
| GRANT, KEVIN STEWART | CHIEF COMPLIANCE OFFICER | 6383394 |
| HAYES, BURKE FROST JR | CEO | 3211858 |
| NEALON, CHRISTOPHER ALLEN | CHIEF OPERATING OFFICER | 2447167 |
| NICOLL, ROBERT ANDREW | MEMBER | 2826685 |
| SHEEDY, THOMAS WILLIAM | MEMBER | 1777044 |
Red Flags
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