Lawrence A. Nighbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alan Nighbert, who also goes by Larry Nighbert, Lawrence A Nighbert, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1975. Lawrence had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - August 26, 2019
J. W. COLE ADVISORS, INC.
August 31, 2016 - August 26, 2019
J.W. COLE FINANCIAL, INC.
November 18, 2013 - September 8, 2016
LPL FINANCIAL LLC
November 7, 2013 - October 4, 2016
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
November 4, 2013 - September 8, 2016
LPL FINANCIAL LLC
March 11, 2010 - November 13, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
March 11, 2010 - November 6, 2013
SECURITIES SERVICE NETWORK, LLC
October 31, 2005 - March 12, 2010
OSAIC SERVICES, INC.
October 31, 2005 - March 12, 2010
OSAIC SERVICES, INC.
October 16, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 28, 1997 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 30, 1989 - January 30, 1997
CETERA WEALTH SERVICES, LLC
May 6, 1988 - November 6, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 8, 1987 - May 11, 1988
CETERA WEALTH SERVICES, LLC
May 31, 1984 - July 27, 1987
AMERITAS INVESTMENT COMPANY, LLC
October 15, 1975 - May 19, 1982
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/9/1975
Registered Representative ExaminationCurrent Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
