JL
John Likos
GW ASENA PTY LTD
MELBOURNE, VICTORIA, 3000
CRD#: 8135989
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JL
John LikosGW ASENA PTY LTD
Professional summary
John Likos is a registered financial advisor currently at GW ASENA PTY LTD .
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Likos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2025 - Present
GW ASENA PTY LTD
Office #1: Level 9 410 Collins Street, Melbourne, Victoria, 3000RIA
CRD#: 323005
MELBOURNE, VICTORIA,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GW ASENA PTY LTD
GW ASENA PTY LTD
CRD#: 323005 / SEC#: 801-128625
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)California
Registered Investment Advisory firm - (10/14/2023 Terminated)Florida
Registered Investment Advisory firm - (9/14/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/23/2025)
Exams
Current Firm
GA
GW ASENA PTY LTD
GW ASENA PTY LTD
CRD#: 323005 / SEC#: 801-128625
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)California
Registered Investment Advisory firm - (10/14/2023 Terminated)Florida
Registered Investment Advisory firm - (9/14/2023 Terminated)Loading...
Contact information
Main Address
Level 9 410 Collins Street, Melbourne, Victoria, 3000
Mailing Address
Phone number
61396706070
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
