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Nicolas Stefano

WILMINGTON TRUST INVESTMENT ADVISORS
Syracuse, NY 13202
CRD#: 8135698
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Nicolas StefanoWILMINGTON TRUST INVESTMENT ADVISORS

Professional summary

Nicolas Stefano is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Syracuse, New York.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nicolas has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Stefano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2025 - Present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Office #1: 250 S. Clinton Street 4th Floor, Syracuse, NY 13202
RIA
CRD#: 106909
Syracuse, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA
Registered Investment Advisory firm - (12/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/22/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2025
Uniform Investment Adviser Law Examination

Current Firm

WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA
Registered Investment Advisory firm - (12/27/1995 Approved)
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Contact information

Main Address
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001
Mailing Address
Phone number
(212) 965-5938
Established
Firm type
Fiscal year end
# of Employees
126

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WTIA FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts3,540
AUM (Assets Under Management)$ 17,432,390,316

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
10/28/2024
Cover Page
Report
09/08/2023
Cover Page
Report
10/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

CRD#: 106909Syracuse, NY 13202

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