Michael A. Mercer
Professional summary
Michael Avery Mercer, who also goes by Mike Mercer, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Upland, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Michael has worked at 12 firms and has passed the Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Avery Mercer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2024 - Present
IP FINANCIAL ADVISORY SERVICES LLC
January 17, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210September 19, 2007 - January 18, 2024
CENTAURUS FINANCIAL, INC.
September 19, 2007 - January 18, 2024
CENTAURUS FINANCIAL, INC.
August 6, 2007 - October 12, 2007
NATIONAL SECURITIES CORPORATION
June 27, 2007 - August 10, 2007
EMPIRE SECURITIES CORPORATION
June 27, 2007 - August 10, 2007
EMPIRE SECURITIES CORPORATION
August 16, 2002 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
August 2, 2002 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
April 22, 2002 - August 9, 2002
VERITRUST FINANCIAL, LLC
April 11, 1990 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
October 22, 1984 - October 31, 1988
PIM FINANCIAL SERVICES, INC.
September 25, 1979 - November 28, 1984
LPL FINANCIAL LLC
July 22, 1977 - September 30, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 13, 1975 - August 14, 1977
FREEMAN FINANCIAL SERVICES CORPORATION
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2024)
(1/25/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 10/6/1975
Registered Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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