Salvatore M. Alberico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Michael Alberico, who also goes by Sam Michael Alberico, Sam Alberico, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1975. Salvatore had worked at 6 firms and has passed the Series 65, Series 63, Series 6, PC, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2007 - November 14, 2007
PRIM SECURITIES, INCORPORATED
September 26, 1978 - January 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 9, 1975 - April 16, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
October 9, 1975 - April 16, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
October 9, 1975 - April 16, 1977
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 10/6/1975
Registered Representative ExaminationSeries 8
Date: 1/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRIM SECURITIES, INCORPORATED
CRD#: 30504 / SEC#: , 8-44944
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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