George W. Jarvinen

OPPENHEIMER & CLOSE

NEW YORK, NY 10019-2303

CRD#: 8133654

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Professional summary

George William Jarvinen is a registered financial advisor currently at OPPENHEIMER & CLOSE, INC. located in New York, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. George has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Jarvinen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

OPPENHEIMER & CLOSE, INC.

Office #1: 119 W 57th Street Suite 1515, New York, NY 10019-2303

RIA

CRD#: 15168

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPPENHEIMER & CLOSE, INC.

OPPENHEIMER & ASSOCIATES, INC. | OPPENHEIMER + CLOSE, LLC | OPPENHEIMER & CLOSE, INC.

CRD#: 15168 / SEC#: 801-34964, 8-31756

RIA

Registered Investment Advisory firm - SEC (8/10/1989 Approved)

Terminated by SEC on 11/29/2013

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2025

Uniform Investment Adviser Law Examination

Current Firm

OPPENHEIMER & CLOSE, INC.

OPPENHEIMER & ASSOCIATES, INC. | OPPENHEIMER + CLOSE, LLC | OPPENHEIMER & CLOSE, INC.

CRD#: 15168 / SEC#: 801-34964, 8-31756

RIA

Registered Investment Advisory firm - SEC (8/10/1989 Approved)

Terminated by SEC on 11/29/2013

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Contact information

Main Address

119 W 57th Street Suite 1515, New York, NY 10019-2303

Mailing Address

Phone number

(212) 489-7527

Established

New York since 04/19/1984

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JULY 2025 FORM ADV PART 2 (7/30/2025)

Direct owners and executive officers

Name	Position	CRD#
OPPENHEIMER, CARL KIRBY	PRESIDENT, CEO, TREASURER, DIRECTOR	3139451
OPPENHEIMER, MARY CLOSE	SHAREHOLDER, DIRECTOR	3139452
OPPENHEIMER, PHILIP VICTOR	SHAREHOLDER, DIRECTOR	353146
CLOSE, MARK HEALY	SHAREHOLDER	2414261
KOLLER, JOHN JAY	SHAREHOLDER	2400754
POWELL, GABRIELA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY	3220216

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 78,685,080

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
07/29/2024	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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George W. Jarvinen

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Jarvinen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CLOSE, INC.

Primary Firm SEC Registration

OPPENHEIMER & CLOSE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2025

Current Firm

OPPENHEIMER & CLOSE, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPPENHEIMER & CLOSE, INC.

TRUST BUT VERIFY

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