Mark J. Hankoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Hankoff, who also goes by Jim Hankoff, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1975. Mark had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1990 - February 18, 1992
R.C. GOVERNMENT SECURITIES, INC.
January 20, 1989 - December 20, 1989
RESOURCE MANAGEMENT ASSOCIATES, GSI
December 8, 1988 - January 10, 1989
MCG PORTFOLIO MANAGEMENT CORP.
June 9, 1987 - August 3, 1988
UBS SECURITIES LLC
August 2, 1983 - May 27, 1987
ACUMENT SECURITIES, INC.
March 29, 1983 - July 11, 1983
WESTERN PACIFIC SECURITIES, INC.
February 2, 1981 - January 10, 1983
STERN FISHER EDWARDS INC
October 3, 1975 - February 26, 1981
DIVERSIFIED SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/29/1975
Registered Representative ExaminationSeries 40
Date: 3/29/1976
Registered Principal ExaminationCurrent Firm
R.C. GOVERNMENT SECURITIES, INC.
CRD#: 25881 / SEC#: , 8-42107
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
