Darryl A. Bayuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Anthony Bayuk was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1975. Darryl had worked at 14 firms and has passed the Series 63, SIE, Series 1, Series 4, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - November 14, 2019
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 14, 2019
J.P. MORGAN SECURITIES LLC
March 2, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 16, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 18, 2007 - November 2, 2009
ADDISON AVENUE FINANCIAL PARTNERS, LLC
November 29, 2006 - October 1, 2009
ESSEX NATIONAL SECURITIES, LLC
November 29, 2006 - October 1, 2009
ESSEX NATIONAL SECURITIES, LLC
June 6, 2006 - November 29, 2006
CUSO FINANCIAL SERVICES, L.P.
June 6, 2006 - November 29, 2006
CUSO FINANCIAL SERVICES, L.P.
January 3, 2006 - June 20, 2006
NEW ENGLAND SECURITIES
October 28, 2005 - June 20, 2006
NEW ENGLAND SECURITIES
July 1, 2002 - June 30, 2005
CUSO FINANCIAL SERVICES, L.P.
July 1, 2002 - June 30, 2005
CUSO FINANCIAL SERVICES, L.P.
February 27, 2001 - July 2, 2002
CETERA WEALTH SERVICES, LLC
November 21, 1997 - July 2, 2002
CETERA WEALTH SERVICES, LLC
June 27, 1997 - February 1, 2001
CETERA WEALTH SERVICES, LLC
February 6, 1997 - June 20, 1997
AEGON USA SECURITIES INC.
July 15, 1987 - November 13, 1996
GRIFFIN FINANCIAL SERVICES
July 8, 1986 - April 23, 1987
SKAIFE & COMPANY
October 8, 1985 - August 12, 1986
PRUCO SECURITIES, LLC.
April 4, 1978 - July 31, 1987
BEACHWOOD INVESTMENTS, INC.
July 7, 1976 - March 23, 1978
MANAGED INVESTMENTS, INC.
October 1, 1975 - July 23, 1976
SECURITY COUNSELORS INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/27/1975
Registered Representative ExaminationSeries 40
Date: 10/9/1976
Registered Principal ExaminationF04
Date: 4/13/1975
Financial Principal ExaminationCurrent Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
