Michele N. Norman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Nadine Norman, who also goes by Michele Nadine Kirson, Michele Nadine Mccormick, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1996. Michele had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2011 - December 31, 2013
CETERA INVESTMENT ADVISERS LLC
April 4, 2011 - December 31, 2013
CETERA FINANCIAL SPECIALISTS LLC
August 25, 2010 - February 28, 2011
TRUIST INVESTMENT SERVICES, INC.
August 3, 2010 - February 28, 2011
TRUIST INVESTMENT SERVICES, INC.
December 4, 2007 - July 20, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 7, 2007 - July 20, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
March 12, 2003 - October 31, 2007
BB&T INVESTMENT SERVICES, INC.
September 7, 2001 - October 31, 2007
BB&T INVESTMENT SERVICES, INC.
April 12, 2001 - August 27, 2001
MORGAN KEEGAN & COMPANY, LLC
February 6, 1998 - April 12, 2001
REGIONS INVESTMENT COMPANY, INC.
April 30, 1996 - January 22, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/18/1975
Registered Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
