Russell R. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Roy Palmer, who also goes by Russ Palmer, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1975. Russell had worked at 4 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - June 4, 2021
GROVE POINT ADVISORS, LLC
December 14, 2009 - June 4, 2021
GROVE POINT INVESTMENTS, LLC
December 11, 2009 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
August 23, 1983 - December 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1978 - December 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
