Kenneth C. Miles
Professional summary
Kenneth Charles Miles was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth Charles Miles, who also goes by Ken Miles, was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1975. Kenneth had worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2012 - May 19, 2014
STRATEGIC INCOME ADVISORS
May 5, 2008 - March 21, 2012
INDEPENDENT FINANCIAL GROUP, LLC
May 2, 2008 - March 21, 2012
INDEPENDENT FINANCIAL GROUP, LLC
June 28, 2007 - May 1, 2008
PRIVATE ASSET ADVISORS, INC.
June 27, 2007 - May 1, 2008
PRIVATE ASSET GROUP, INC.
December 3, 2004 - June 26, 2007
OMNI BROKERAGE, INC.
August 28, 2002 - December 7, 2004
CENTAURUS FINANCIAL, INC.
August 28, 2002 - December 7, 2004
CENTAURUS FINANCIAL, INC.
November 30, 1998 - September 9, 2002
SENTRA SECURITIES CORPORATION
November 16, 1998 - September 9, 2002
SENTRA SECURITIES CORPORATION
March 20, 1998 - December 31, 2009
KCM CAPITAL MANAGEMENT, INC.
May 21, 1997 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
November 14, 1994 - April 22, 1997
PIM FINANCIAL SERVICES, INC.
April 11, 1994 - September 15, 1994
MONEY CONCEPTS CAPITAL CORP
December 21, 1993 - February 7, 1994
PRUCO SECURITIES, LLC.
July 25, 1984 - March 27, 1989
PIM FINANCIAL SERVICES, INC.
February 28, 1980 - June 15, 1984
LPL FINANCIAL LLC
April 5, 1977 - February 26, 1978
TOWER SQUARE SECURITIES, INC.
April 5, 1976 - March 26, 1980
SOUTHMARK FINANCIAL SERVICES, INC.
September 25, 1975 - April 4, 1976
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 4/26/1976
Registered Principal ExaminationCurrent Firm
STRATEGIC INCOME ADVISORS
CRD#: 157843 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
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