Lisa Graham

DANA R. NORMAN

SWANSEA, MA 02777

CRD#: 8129710

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Professional summary

Lisa Graham, who also goes by Lisa Norman, is a registered financial advisor currently at DANA R. NORMAN located in Swansea, Massachusetts.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Lisa has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Lisa Norman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Graham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

DANA R. NORMAN

Office #1: 452 Wilbur Avenue, Swansea, MA 02777

RIA

CRD#: 129377

SWANSEA, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2025

Uniform Investment Adviser Law Examination

Current Firm

DANA R. NORMAN

DANA R. NORMAN | NORMAN, DANA R

CRD#: 129377 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/5/1997 Approved)

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Contact information

Main Address

452 Wilbur Avenue, Swansea, MA 02777

Mailing Address

Phone number

(508) 676-8561

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 103,906,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa Graham

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

DANA R. NORMAN

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2025

Current Firm

DANA R. NORMAN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DANA R. NORMAN

TRUST BUT VERIFY

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