Benjamin C. Finlay
Professional summary
Benjamin Charles Finlay is a registered financial professional currently at AGENTIS CAPITAL MARKETS US, LLC .
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2025. Benjamin has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Charles Finlay's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2025 - Present
AGENTIS CAPITAL MARKETS US, LLC
Office #1: 810-18 King Street East, Toronto, M5C 1C4State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2025)
Exams
Series 79TO
Date: 8/1/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AGENTIS CAPITAL MARKETS US, LLC
CRD#: 328336 / SEC#: , 8-71174
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGENTIS CAPITAL ADVISORS | SHAREHOLDER | |
| 1459826 BC LTD. | SHAREHOLDER | |
| FOSTER, LEE | CHIEF OPERATING OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 7814929 |
| GRIEVE, ANDREW WILLIAM | SHAREHOLDER | 7817429 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1182101 |
| VAN BELLE, ROBERT | PARTNER, DIRECTOR, CHIEF EXECUTIVE OFFICER, AND EXECUTIVE REPRESENTATIVE | 7814930 |
Red Flags
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