Scott B. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Brian Olson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1975. Scott had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - September 11, 2015
J.P. TURNER & COMPANY, L.L.C.
January 17, 1992 - September 30, 2002
SCHNEIDER SECURITIES, INC.
May 8, 1991 - January 16, 1992
CHATFIELD DEAN & CO., INC.
June 30, 1980 - May 10, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
July 15, 1977 - July 27, 1980
BLINDER, ROBINSON & CO., INC.
February 11, 1976 - August 26, 1977
E. F. HUTTON & COMPANY INC
August 1, 1975 - September 25, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
August 1, 1975 - September 25, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 1975 - September 25, 1975
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/25/1975
Registered Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
