Thomas J. Martinson
Professional summary
Thomas James Martinson SR, who also goes by Tom Martinson Sr., is a registered financial professional currently at MARTINSON & COMPANY, LTD. located in Wayzata, Minnesota.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1975. Thomas has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas James Martinson SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 1987 - Present
MARTINSON & COMPANY, LTD.
September 23, 1980 - April 1, 1985
CRAIG-HALLUM, INC.
September 25, 1975 - July 6, 1978
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/1989)
(4/22/1999)
(12/19/1986)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARTINSON & COMPANY, LTD.
CRD#: 17409 / SEC#: , 8-35180
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARTINSON, THOMAS JAMES SR | SOLE OWNER DIRECTOR, PRESIDENT, CFO, CCO, SECRETARY | 812834 |
Red Flags
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