Harry C. Musso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Charles Musso was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1975. Harry had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2001 - October 30, 2001
AURA FINANCIAL SERVICES, INC.
November 29, 1996 - May 17, 2001
CARLIN EQUITIES, LLC
June 5, 1995 - August 22, 1996
NATIONAL SECURITIES CORPORATION
February 9, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
February 1, 1990 - February 25, 1993
FINANCIAL SECURITIES NETWORK,INC.
May 20, 1988 - August 1, 1989
J. T. MORAN & CO., INC.
November 7, 1979 - May 20, 1988
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
February 23, 1978 - January 31, 1980
SECURITY INVESTMENT SERVICES CORP.
September 25, 1975 - January 16, 1980
CAPITAL SHARES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURA FINANCIAL SERVICES, INC.
CRD#: 42822 / SEC#: , 8-50020
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GAUTNEY, TIMOTHY MICHAEL | PRESIDENT | 2552149 |
| GAUTNEY, TIMOTHY MICHAEL | SECRETARY | 2552149 |
| COOPER, SHAUN MICHAEL | DIRECTOR OF OPERATIONS | 4254365 |
| COOPER, SHAUN MICHAEL | SROP | 4254365 |
| KING, LOYD GILFORD | TREASURER | 2892687 |
| WOODRUFF, JOHN WESLEY JR | CROP | 2625285 |
| WOODRUFF, JOHN WESLEY JR | CHIEF COMPLIANCE OFFICER | 2625285 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
