Michael P. Desantis

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CRD#: 812818

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Paul Desantis was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1975. Michael had worked at 8 firms and has passed the Series 63, Series 41, PC, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 16, 2010 - December 31, 2012

HANGAR 4 PARTNERS, LLC

RIA

CRD#: 129769

NOVATO, CA

Past

July 28, 1989 - April 1, 1991

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

Past

August 7, 1984 - May 30, 1989

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

April 23, 1979 - May 17, 1984

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

Past

November 22, 1977 - April 10, 1979

LEHMAN BROTHERS INC.

CRD#: 7506

Past

September 9, 1977 - November 22, 1977

SHEARSON HAYDEN STONE INC.

CRD#: 7295

Past

March 1, 1976 - July 27, 1987

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Past

September 25, 1975 - April 1, 1976

G.S. GRUMMAN/COWEN

CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/20/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 41

Date: 9/26/1979

NYSE Allied Member Examination

General Industry/Product Exam

PC

Date: 4/23/1979

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 9/20/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1981

General Securities Principal Examination

Current Firm

HANGAR 4 PARTNERS, LLC

CRD#: 129769 / SEC#: 802-79107

RIA

Registered Investment Advisory firm - (1/28/2011 Terminated)

California

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1110 Button Sage Way, Arroyo Grande, CA 94949

Mailing Address

Phone number

(415) 382-4380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Active	1/15/2014
California	ERA - Active	1/4/2013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Desantis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CANACCORD GENUITY SECURITIES LLC

ALEX. BROWN & SONS INCORPORATED

ROBERTSON, STEPHENS & COMPANY LLC

LEHMAN BROTHERS INC.

SHEARSON HAYDEN STONE INC.

FINANCIAL SQUARE PARTNERS

G.S. GRUMMAN/COWEN

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/1989

Series 41

Date: 9/26/1979

PC

Date: 4/23/1979

Series 7

Date: 9/20/1975

Series 24

Date: 3/9/1981

Current Firm

HANGAR 4 PARTNERS, LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

HANGAR 4 PARTNERS, LLC

TRUST BUT VERIFY

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