Howard A. Skaug
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Allen Skaug, who also goes by Howard A Skaug, was a registered financial advisor .
Howard is a previously registered financial advisor and started their career in finance in 1975. Howard had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2012 - September 14, 2015
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS
January 4, 2010 - March 4, 2010
PHILLIPS & COMPANY
September 1, 2009 - March 4, 2010
PHILLIPS & COMPANY
July 19, 1993 - April 3, 2009
GREAT PINE INVESTMENTS LLC
October 7, 1987 - August 11, 1992
LIVINGSTON SECURITIES, INC.
December 23, 1986 - October 23, 1987
BOETTCHER & COMPANY, INC.
June 26, 1986 - January 5, 1987
BWS, INC.
December 16, 1985 - July 7, 1986
BOETTCHER & COMPANY, INC.
November 20, 1979 - December 18, 1985
LEHMAN BROTHERS INC.
September 26, 1978 - March 13, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1975 - December 20, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS
CRD#: 127585 / SEC#: 801-67194
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 30,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
