John A. Schilt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alfred Schilt JR, who also goes by Jack Schilt, John A Schilt Jr, John A Schilt, Jack Schlit, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1975. John had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2014 - June 30, 2020
EQUITABLE DISTRIBUTORS, LLC
July 29, 2010 - November 17, 2014
EQUITABLE ADVISORS, LLC
July 22, 2010 - November 17, 2014
EQUITABLE ADVISORS, LLC
January 26, 2009 - March 12, 2010
HORNOR, TOWNSEND & KENT, LLC
December 10, 2008 - March 12, 2010
HORNOR, TOWNSEND & KENT, LLC
April 4, 1995 - August 15, 2008
ENTERPRISE FUND DISTRIBUTORS, INC.
October 26, 1987 - October 12, 1998
MONY SECURITIES CORPORATION
February 22, 1986 - November 28, 1989
FSC SECURITIES CORPORATION
March 14, 1985 - December 9, 1985
ANGELES SECURITIES CORPORATION
July 6, 1984 - March 22, 1985
THE ADVISORS GROUP, INC.
September 7, 1982 - December 28, 1984
WOODBURY FINANCIAL SERVICES, INC.
September 19, 1975 - March 18, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 19, 1975 - March 18, 1982
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/16/1975
Registered Representative ExaminationCurrent Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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