Gregory L. Paige
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lee Paige, who also goes by Greg Paige, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1975. Gregory had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1990 - October 15, 1992
AVANTAX INVESTMENT SERVICES, INC.
November 1, 1988 - July 13, 1990
TEXAS SECURITIES, INC.
April 15, 1988 - November 29, 1988
GREY, RANDOLF & ABBOTT, LTD.
June 10, 1986 - April 18, 1988
INTERNATIONAL SECURITIES GROUP, LTD.
July 5, 1985 - June 14, 1986
CITADEL CAPITAL GROUP, INC.
March 23, 1985 - April 10, 1985
FSC SECURITIES CORPORATION
October 26, 1984 - April 22, 1985
RAYMOND JAMES & ASSOCIATES, INC.
November 4, 1983 - September 18, 1984
UBS FINANCIAL SERVICES INC.
July 20, 1982 - November 8, 1983
JOHNSON, LANE, SPACE, SMITH & CO., INC.
January 16, 1982 - August 6, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
October 4, 1979 - November 6, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 26, 1978 - February 20, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 30, 1977 - February 20, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
September 25, 1975 - March 5, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
