Elliott Nadel
Professional summary
Elliott Nadel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Elliott is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, Elliott had worked at 13 firms, which includes CHICAGO INVESTMENT GROUP LLC, TARPON SCURRY INVESTMENTS INC., SANDGRAIN SECURITIES LLC, SFI INVESTMENTS INC., GILFORD SECURITIES INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, HANIFEN IMHOFF SECURITIES CORP., MOORE & SCHLEY CAMERON & CO., PHILIPS APPEL & WALDEN INC., ROONEY PACE INC., CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2000 - December 19, 2003
CHICAGO INVESTMENT GROUP, LLC
October 7, 1999 - December 20, 2000
TARPON SCURRY INVESTMENTS, INC.
July 31, 1997 - July 20, 1999
SANDGRAIN SECURITIES LLC
May 21, 1996 - December 19, 1997
SFI INVESTMENTS, INC.
April 25, 1994 - March 7, 1996
GILFORD SECURITIES INCORPORATED
February 27, 1990 - March 30, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1990 - February 10, 1990
HANIFEN, IMHOFF SECURITIES CORP.
July 14, 1988 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
February 12, 1987 - June 8, 1988
PHILIPS, APPEL & WALDEN, INC.
January 3, 1986 - June 19, 1986
ROONEY, PACE INC.
April 23, 1985 - December 23, 1985
CIBC WORLD MARKETS CORP.
September 21, 1983 - April 12, 1985
LEHMAN BROTHERS INC.
September 25, 1975 - December 28, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/20/1987
AMEX Put and Call ExamCurrent Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
