DH
David S. Howe
GILDER GAGNON HOWE & CO. LLC
New York, NY 10018
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CRD#: 812707
DH
Professional summary
David Stewart Howe, who also goes by David S Howe, is a registered financial advisor currently at GILDER GAGNON HOWE & CO. LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. David has worked at 2 firms and has passed the Series 63, SIE, PC, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David S Howe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business: 601Artspace whether the business is investment-related: No the address of the other business: www.601artspace.org the nature of the other business: private exhibition your position: Founder/ Owner title, or relationship with the other business: Founder/ Owner the start date of your relationship: 1/1/2006 the approximate number of hours/month you devote to the other business:5-10 the number of hours you devote to the other business during securities trading hours: 5-10 and briefly describe your duties relating to the other business: Management; Maintains an active art studio practice and is a founder of 601Artspace, a private non-commercial exhibition space on the Lower East Side the name of the other business: David Howe Studio whether the business is investment-related: No the address of the other business: https://www.davidhowestudio.com/ the nature of the other business: Artist production studio your position: Founder/ Owner title, or relationship with the other business: Founder/ Owner the start date of your relationship: 1/1/2006 the approximate number of hours/month you devote to the other business:100 the number of hours you devote to the other business during securities trading hours: 90 and briefly describe your duties relating to the other business: Artist
CRS (Client Relationship Summary) - RIA
Click below to view David Stewart Howe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Stewart Howe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2021 - Present
GILDER GAGNON HOWE & CO. LLC
Office #1: 475 Tenth Ave 12th Floor, New York, NY 10018Office #2: 475 Tenth Avenue 12th Floor, New York, NY 10018RIA
BD
CRD#: 2002
New York, NY
Current
November 10, 1978 - Present
GILDER GAGNON HOWE & CO. LLC
Office #1: 475 Tenth Ave 12th Floor, New York, NY 10018Office #2: 475 Tenth Avenue, New York, NY 10018RIA
BD
CRD#: 2002
New York, NY
Past
September 25, 1975 - December 18, 1978
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO
CRD#: 2002 / SEC#: 801-65667, 8-30196
RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2017)
RR
Alaska(5/26/2006)
RR
Arizona(5/5/1994)
RR
Arkansas(1/19/2017)
RR
California(3/24/1984)
RR
Colorado(5/29/1996)
RR
Connecticut(8/25/1983)
RR
Delaware(1/5/1994)
RR
District of Columbia(3/1/1996)
RR
Florida(5/9/1983)
RR
Georgia(1/27/1994)
RR
Hawaii(11/18/1997)
RR
Idaho(1/12/1994)
RR
Illinois(11/30/1978)
RR
Indiana(1/19/2017)
RR
Iowa(2/18/1994)
RR
Kansas(1/11/2007)
RR
Kentucky(1/13/1994)
RR
Louisiana(11/15/1996)
RR
Maine(10/27/1995)
RR
Maryland(5/9/1990)
RR
Massachusetts(11/10/1978)
RR
Michigan(1/24/1994)
RR
Minnesota(5/30/1996)
RR
Mississippi(1/18/1994)
RR
Missouri(4/18/1996)
RR
Montana(1/11/2007)
RR
Nevada(1/27/1994)
RR
New Hampshire(11/8/1993)
RR
New Jersey(8/24/1983)
RR
New Mexico(12/21/1994)
RR
New York(5/27/1987)
IAR
New York(5/27/2021)
RR
North Carolina(8/14/1982)
RR
North Dakota(10/28/2015)
RR
Ohio(1/21/1994)
RR
Oklahoma(1/19/2017)
RR
Oregon(1/20/1994)
RR
Pennsylvania(11/8/1981)
RR
Rhode Island(11/12/1993)
RR
South Carolina(1/13/1994)
RR
South Dakota(1/19/2017)
RR
Tennessee(11/21/1995)
RR
Texas(9/5/1997)
RR
Utah(5/29/1996)
RR
Vermont(1/30/1995)
RR
Virginia(11/9/1993)
RR
Washington(2/7/1994)
RR
West Virginia(1/19/2017)
RR
Wisconsin(8/26/1983)
RR
Wyoming(1/19/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 8/31/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO
CRD#: 2002 / SEC#: 801-65667, 8-30196
RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
475 Tenth Avenue 12th Floor, New York, NY 10018-1120
Mailing Address
475 Tenth Avenue, New York, NY 10018
Phone number
(212) 765-2500
Established
New York since 01/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
88
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOWE, DAVID STEWART | MANAGING MEMBER | 812707 |
| RIZAVI, SHAIZA MARIAM | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 2874858 |
| ANDERSON, TRAVIS KNAPP | MANAGING MEMBER | 853424 |
| DEUTSCH, JAMES MICHAEL | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | 4565264 |
| MCCORMICK, MICHAEL PATRICK | MEMBER | 1857693 |
| ALI, SHAFQAT | CHIEF INFORMATION SECURITY OFFICER/MEMBER | 6009773 |
| ESPOSITO, LAURA MICHELE | CHIEF COMPLIANCE OFFICER | 6727167 |
| HUYNH, DAVID CO | CHIEF FINANCIAL OFFICER | 5443515 |
Regulatory assets under management
| Total Number of Accounts | 8,767 |
| AUM (Assets Under Management) | $ 11,604,602,601 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 09/20/2024 | ||
| 11/10/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
