Benjamin D. Spicer

LIFT ASSET MANAGEMENT

ENGLEWOOD, CO 80112

CRD#: 8126942

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Professional summary

Benjamin David Spicer is a registered financial advisor currently at LIFT ASSET MANAGEMENT located in Englewood, Colorado.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Benjamin has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Spicer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

LIFT ASSET MANAGEMENT

Office #1: 13000 E Control Tower Road Suite B, Englewood, CO 80112

RIA

CRD#: 332481

ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2025

Uniform Investment Adviser Law Examination

Current Firm

LIFT ASSET MANAGEMENT

LIFT ASSET MANAGEMENT | ROCKY MOUNTAIN LIFT ASSET MANAGEMENT LLC | LIFT ASSET MANAGEMENT LLC

CRD#: 332481 / SEC#: 801-130964

RIA

Registered Investment Advisory firm - (4/22/2025 Terminated)

Colorado

Registered Investment Advisory firm - (1/27/2025 Approved)

Texas

Registered Investment Advisory firm - (1/7/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13000 E Control Tower Road Suite O, Englewood, CO 80112

Mailing Address

Phone number

(720) 667-1595

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 35,376,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin D. Spicer

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Spicer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFT ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2025

Current Firm

LIFT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFT ASSET MANAGEMENT

TRUST BUT VERIFY

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