Austin L. Todd

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CRD#: 8126787

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Austin Layne Todd, who also goes by Austin Todd, was a registered financial professional .

Austin is a previously registered financial professional and started their career in finance in 2025. Austin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Austin Todd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Lemnis Capital Investment-Related Nature: Yes Address of the Other Business: Richardson, TX 75082 Nature of the Other Business: Investment Advisory Position, Title, or Relationship: Registered Investment Advisor Start Date of the Relationship: 08/2025 Approximate Number of Hours per Month Devoted: 120 hrs/month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 11, 2026 - August 14, 2026

LEMNIS CAPITAL

RIA

CRD#: 340137

RICHARDSON, TX

Past

March 8, 2026 - September 4, 2026

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

August 4, 2025 - March 9, 2026

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

July 28, 2025 - March 9, 2026

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEMNIS CAPITAL

LEMNIS CAPITAL | LEMNIS CAPITAL LLC

CRD#: 340137 / SEC#: 801-135496

RIA

Registered Investment Advisory firm - (3/9/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 6/18/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 7/26/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 5/27/2025

Securities Industry Essentials Examination

Current Firm

LEMNIS CAPITAL

LEMNIS CAPITAL | LEMNIS CAPITAL LLC

CRD#: 340137 / SEC#: 801-135496

RIA

Registered Investment Advisory firm - (3/9/2026 Approved)

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Contact information

Main Address

2400 Lakeside Blvd Suite 200, Richardson, TX 75082

Mailing Address

Phone number

(972) 928-6196

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEMNIS CAPITAL FORM ADV 2A (10/1/2026)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 97,886,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin L. Todd

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEMNIS CAPITAL

INNOVATION PARTNERS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

LEMNIS CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/18/2025

Series 7TO

Passed: 7/26/2025

SIE

Passed: 5/27/2025

Current Firm

LEMNIS CAPITAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEMNIS CAPITAL

TRUST BUT VERIFY

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