PL
Paul D. Lytle
LYTLE INVESTMENTS
Grand Island, NY 14072
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CRD#: 812630
PL
Professional summary
Paul Dennis Lytle is a registered financial advisor currently at LYTLE INVESTMENTS located in Grand Island, New York and OSAIC WEALTH, INC. located in Grand Island, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Paul has worked at 3 firms and has passed the Series 6TO, Series 22TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LUAP-0524 LLC, D/B/A LYTLE ASSOCIATES POSITION: Independent Contractor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2018 ADDRESS: 101 Lang Boulevard Grand Island, NY 14072, Grand Island NY 14072, United States DESCRIPTION: Sell group medical, dental, life & disability insurance, long term care, individual life insurance, fixed annuities. 2. LYTLE INVESTMENTS POSITION: Independent IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2018 ADDRESS: 101 Lang Boulevard Grand Island, NY 14072 DESCRIPTION: Manage Client investments 3. TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 3400 Marbella Court, Bonita Springs FL 34134, United States DESCRIPTION: Trustee for my individual 401(k) account 4. EXECUTOR POSITION: Executor NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2022 ADDRESS: 3400 Marbella Court, Bonita Springs FL 34134, United States DESCRIPTION: executor duties
CRS (Client Relationship Summary) - RIA
Click below to view Paul Dennis Lytle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
LYTLE INVESTMENTS
Office #1: 101 Lang Boulevard, Grand Island, NY 14072RIA
CRD#: 297591
Grand Island, NY
Current
July 6, 1995 - Present
OSAIC WEALTH, INC.
Office #1: 101 Lang Blvd, Grand Island, NY 14072RIA
BD
CRD#: 23131
Grand Island, NY
Past
July 31, 1995 - November 17, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 22, 1975 - July 5, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LYTLE INVESTMENTS
LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
RIA
Registered Investment Advisory firm - (7/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/29/2006)
RR
New York(7/6/1995)
IAR
New York(5/25/2021)
Exams
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/16/1975
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
LI
LYTLE INVESTMENTS
LYTLE INVESTMENT SERVICES CORP. | LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
RIA
Registered Investment Advisory firm - (7/12/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Lang Boulevard, Grand Island, NY 14072
Mailing Address
Phone number
(716) 773-6626
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 66,695,837 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 12/26/2024 | ||
| 10/25/2023 | ||
| 11/28/2022 |
Red Flags
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Company Information
LYTLE INVESTMENTS
CRD#: 297591Grand Island, NY 14072TRUST BUT VERIFY
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Contact information
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