William G. Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gary Hawkins was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 8 firms and has passed the Series 65, Series 63, Series 1, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - June 30, 2022
ALPHASTAR CAPITAL MANAGEMENT
May 7, 2010 - December 31, 2011
CENTAURUS FINANCIAL, INC.
July 17, 2002 - December 31, 2006
CENTAURUS FINANCIAL, INC.
August 3, 2001 - December 31, 2011
CENTAURUS FINANCIAL, INC.
February 15, 2000 - June 25, 2001
MACKEN SECURITIES, INC.
August 18, 1998 - February 11, 2000
WORLD CHOICE SECURITIES, INC.
October 9, 1997 - August 4, 1998
SECURITIES AMERICA, INC.
January 20, 1997 - October 8, 1997
TITAN/VALUE EQUITIES GROUP, INC.
March 14, 1983 - September 9, 1996
TITAN/VALUE EQUITIES GROUP, INC.
April 17, 1980 - March 28, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
September 19, 1975 - April 27, 1980
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1975
Registered Representative ExaminationCurrent Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
