Caleb T. Madden

MADDEN SECURITIES

DALLAS, TX 75225

CRD#: 8124950

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Professional summary

Caleb Tucker Madden is a registered financial advisor currently at MADDEN SECURITIES CORPORATION located in Dallas, Texas.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Caleb has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Tucker Madden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

MADDEN SECURITIES CORPORATION

Office #1: 8333 Douglas Avenue Suite 1625, Dallas, TX 75225

RIA

CRD#: 18389

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADDEN SECURITIES CORPORATION

DBA MADDEN ASSET MANAGEMENT | MADDEN, WILLIAM B. | MADDEN SECURITIES CORPORATION | MADDEN ASSET MANAGEMENT (A DIVISION OF MADDEN SECURITES CORP) | MADDEN ASSET MANAGEMENT

CRD#: 18389 / SEC#: 801-63277, 8-36598

RIA

Registered Investment Advisory firm - SEC (6/24/2004 Approved)

Texas

Registered Investment Advisory firm - SEC (10/31/2005 Terminated)

Terminated by SEC on 06/03/2012

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2025

Uniform Investment Adviser Law Examination

Current Firm

MADDEN SECURITIES CORPORATION

DBA MADDEN ASSET MANAGEMENT | MADDEN, WILLIAM B. | MADDEN SECURITIES CORPORATION | MADDEN ASSET MANAGEMENT (A DIVISION OF MADDEN SECURITES CORP) | MADDEN ASSET MANAGEMENT

CRD#: 18389 / SEC#: 801-63277, 8-36598

RIA

Registered Investment Advisory firm - SEC (6/24/2004 Approved)

Texas

Registered Investment Advisory firm - SEC (10/31/2005 Terminated)

Terminated by SEC on 06/03/2012

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Contact information

Main Address

8333 Douglas Avenue Suite 1625, Dallas, TX 75225

Mailing Address

Phone number

(214) 855-5335

Established

Texas since 08/11/1986

Firm type

Corporation

Fiscal year end

March

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/23/2025)

Direct owners and executive officers

Name	Position	CRD#
MADDEN, WILLIAM BOYKIN	PRESIDENT, CHIEF COMPLIANCE OFFICER	316571

Regulatory assets under management

Total Number of Accounts	502
AUM (Assets Under Management)	$ 793,767,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caleb T. Madden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Tucker Madden's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADDEN SECURITIES CORPORATION

Primary Firm SEC Registration

MADDEN SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2025

Current Firm

MADDEN SECURITIES CORPORATION

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

MADDEN SECURITIES CORPORATION

TRUST BUT VERIFY

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