Lance C. Hewitson

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CRD#: 812484

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lance Craig Hewitson was a registered financial professional .

Lance is a previously registered financial professional and started their career in finance in 1975. Lance had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NEW CENTURY FINANCIAL GROUP, LLC POSITION: registered rep. NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1995 ADDRESS: One Airport Place, Suite 3, Princeton NJ 08549, United States DESCRIPTION: investment managing of client portfolios. meeting with clients to ascertain if their investment objectives are being met and if there have been any changes in their circumstances or if their risk tolerance level has changed 2. LH FINANCIAL, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 11625 Parrotfish Street, Venice FL 34292, United States DESCRIPTION: Record receipts and disbursements of income and expenses-personal holding corporation

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 28, 2002 - October 27, 2022

NEW CENTURY FINANCIAL GROUP, LLC

RIA

CRD#: 104553

Venice, FL

Past

July 14, 1993 - October 28, 2022

OSAIC WEALTH, INC.

CRD#: 23131

PRINCETON, NJ

Past

February 22, 1991 - July 12, 1993

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

January 3, 1990 - February 22, 1991

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

March 25, 1986 - September 27, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 13, 1985 - March 25, 1986

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700

Past

August 22, 1983 - April 22, 1985

KOBRIN SECURITIES, INC.

CRD#: 10204

Past

July 16, 1982 - August 22, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 1, 1979 - December 28, 1983

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

September 20, 1977 - May 1, 1979

USLIFE EQUITY SALES CORP

CRD#: 6815

Past

September 18, 1975 - October 13, 1977

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW CENTURY FINANCIAL GROUP, LLC

CRD#: 104553 / SEC#: 801-51232

RIA

Registered Investment Advisory firm - (2/9/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/13/1975

Registered Representative Examination

Current Firm

NEW CENTURY FINANCIAL GROUP, LLC

CRD#: 104553 / SEC#: 801-51232

RIA

Registered Investment Advisory firm - (2/9/1996 Approved)

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Contact information

Main Address

902 Carnegie Ctr Suite 510, Princeton, NJ 08540

Mailing Address

Phone number

(609) 924-2049

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW CENTURY FINANCIAL GROUP, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	894
AUM (Assets Under Management)	$ 192,850,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lance C. Hewitson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

NATHAN & LEWIS SECURITIES, INC.

INVESTACORP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CARDELL & ASSOCIATES, INCORPORATED

KOBRIN SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP

CONSECO FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NEW CENTURY FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/1999

Series 63

Date: 4/24/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1982

Series 1

Date: 9/13/1975

Current Firm

NEW CENTURY FINANCIAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW CENTURY FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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