Samuel E. Feaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Edward Feaster, who also goes by Ed Feaster, S Edward Feaster, S. Edward Feaster, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1975. Samuel had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2017 - December 31, 2017
WORLD INVESTMENTS, LLC
July 26, 2017 - December 31, 2017
WORLD INVESTMENTS, LLC
August 3, 2016 - July 20, 2017
QUESTAR ASSET MANAGEMENT, INC.
August 2, 2016 - July 20, 2017
QUESTAR CAPITAL CORPORATION
December 17, 2014 - August 1, 2016
USA FINANCIAL SECURITIES LLC
December 17, 2014 - August 1, 2016
USA FINANCIAL SECURITIES LLC
January 12, 2010 - December 18, 2014
INVESTMENT ADVISORS CORP
January 12, 2010 - December 18, 2014
BROKER DEALER FINANCIAL SERVICES CORP.
January 22, 2008 - December 31, 2009
USA FINANCIAL SECURITIES LLC
January 22, 2008 - December 31, 2009
USA FINANCIAL SECURITIES LLC
May 31, 2006 - January 22, 2008
VOYA FINANCIAL ADVISORS, INC.
May 10, 2006 - January 22, 2008
VOYA FINANCIAL ADVISORS, INC.
May 12, 2005 - April 25, 2006
KALOS MANAGEMENT
April 1, 2005 - April 25, 2006
KALOS CAPITAL, INC.
April 14, 2004 - April 8, 2005
OSAIC FS, INC.
April 14, 2004 - April 8, 2005
OSAIC FS, INC.
February 21, 2001 - April 20, 2004
WALNUT STREET SECURITIES, INC.
December 12, 2000 - February 21, 2001
OSAIC FS, INC.
October 20, 1980 - December 22, 2000
EQUITABLE ADVISORS, LLC
September 17, 1975 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1975
Registered Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
