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Alon Eig

AVANT-GARDE TRADING SECURITIES
Chicago, IL
·CRD# 8123190·1 year experience

Professional Summary

Alon Eig is a registered financial advisor currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois. Alon is registered as a RR (Registered Representative) and started their career in finance in 2026. Alon has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

AVANT-GARDE TRADING SECURITIES·CRD# 292119
BD
1. 230 W Monroe Ste 845, Chicago, IL 606062. 30 S. Wacker Dr Suite 2840, Chicago, IL 60606
January 1, 2026 - Present

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Current Firm

AT
AVANT-GARDE TRADING SECURITIES

AVANT-GARDE TRADING SECURITIES | PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES | PROSPERUM FINTECH HOLDINGS, LLC

CRD#: 292119 / SEC#: 8-70068
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

30 S. Wacker Dr Suite 2840, Chicago, IL 60606

Mailing Address

30 S. Wacker Dr Suite 2840, Chicago, IL 60606

Phone Number

(312) 858-5748

Established

Illinois since 11/23/2016

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PROSPERUM FINANCIAL HOLDINGS, LLCOWNER—
ARORA, VRINDAFINOP7784034
DURAN, GABRIEL ALANCHIEF COMPLIANCE OFFICER2564534
GOMPERT, DAVID JOHNCEO1824567

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/5/2026)
RR
Alaska
(1/5/2026)
RR
Arizona
(1/5/2026)
RR
Arkansas
(1/5/2026)
RR
California
(1/5/2026)
RR
Colorado
(1/5/2026)
RR
Connecticut
(1/5/2026)
RR
Delaware
(1/5/2026)
RR
Florida
(1/5/2026)
RR
Georgia
(1/5/2026)
RR
Hawaii
(1/5/2026)
RR
Idaho
(1/5/2026)
RR
Illinois
(1/1/2026)
RR
Indiana
(1/5/2026)
RR
Iowa
(1/5/2026)
RR
Kansas
(1/5/2026)
RR
Kentucky
(1/5/2026)
RR
Louisiana
(1/5/2026)
RR
Maine
(1/5/2026)
RR
Maryland
(1/5/2026)
RR
Massachusetts
(1/5/2026)
RR
Michigan
(1/5/2026)
RR
Minnesota
(1/5/2026)
RR
Mississippi
(1/5/2026)
RR
Missouri
(1/5/2026)
RR
Montana
(1/5/2026)
RR
Nebraska
(1/5/2026)
RR
Nevada
(1/5/2026)
RR
New Hampshire
(1/5/2026)
RR
New Jersey
(1/5/2026)
RR
New Mexico
(1/5/2026)
RR
New York
(1/5/2026)
RR
North Carolina
(1/5/2026)
RR
North Dakota
(1/5/2026)
RR
Ohio
(1/5/2026)
RR
Oklahoma
(1/5/2026)
RR
Oregon
(1/5/2026)
RR
Pennsylvania
(1/5/2026)
RR
Rhode Island
(1/5/2026)
RR
South Carolina
(1/5/2026)
RR
South Dakota
(1/5/2026)
RR
Texas
(1/5/2026)
RR
Utah
(1/5/2026)
RR
Vermont
(1/5/2026)
RR
Virginia
(1/5/2026)
RR
Washington
(1/5/2026)
RR
West Virginia
(1/5/2026)
RR
Wisconsin
(1/5/2026)
RR
Wyoming
(1/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alon Eig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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