Samuel P. Hopps

INTERCHANGE CAPITAL PARTNERS

PITTSBURGH, PA 15219

CRD#: 8122834

Some features on this profile are disabled

Professional summary

Samuel Peter Hopps is a registered financial advisor currently at INTERCHANGE CAPITAL PARTNERS located in Pittsburgh, Pennsylvania.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Samuel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Peter Hopps's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2025 - Present

INTERCHANGE CAPITAL PARTNERS

Office #1: 301 Grant Street Suite 3550, Pittsburgh, PA 15219

RIA

CRD#: 309314

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERCHANGE CAPITAL PARTNERS

INTERCHANGE CAPITAL PARTNERS | INTERCHANGE CAPITAL PARTNERS, LLC

CRD#: 309314 / SEC#: 801-118862

RIA

Registered Investment Advisory firm - (6/8/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2021

Uniform Investment Adviser Law Examination

Current Firm

INTERCHANGE CAPITAL PARTNERS

INTERCHANGE CAPITAL PARTNERS | INTERCHANGE CAPITAL PARTNERS, LLC

CRD#: 309314 / SEC#: 801-118862

RIA

Registered Investment Advisory firm - (6/8/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

301 Grant Street Suite 3550, Pittsburgh, PA 15219

Mailing Address

Phone number

(412) 307-4230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERCHANGE CAPITAL PARTNERS, LLC ADV BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	1,266
AUM (Assets Under Management)	$ 595,946,643

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/25/2024	Cover Page	Report
12/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Robertson

JANNEY MONTGOMERY SCOTT LLC

IAR

SEWICKLEY (Wexford), PA

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

Edmund Vilsack

JANNEY MONTGOMERY SCOTT LLC

IAR

Canonsburg, PA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel P. Hopps

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Peter Hopps's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERCHANGE CAPITAL PARTNERS

Primary Firm SEC Registration

INTERCHANGE CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2021

Current Firm

INTERCHANGE CAPITAL PARTNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTERCHANGE CAPITAL PARTNERS

TRUST BUT VERIFY

Similar Advisors