William H. Eichengreen
Professional summary
William H Eichengreen JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, William had worked at 7 firms, which includes R. D. KUSHNIR & CO., SHATKIN FINANCIAL SERVICES INC., LASALLE ST SECURITIES L.L.C., VANDERBILT SECURITIES INC., FIRST AMERICAN CAPITAL RESOURCES INC., ACAP FINANCIAL INC., ROSENTHAL EQUITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1994 - October 10, 1996
R. D. KUSHNIR & CO.
January 31, 1992 - April 1, 1992
SHATKIN FINANCIAL SERVICES, INC.
April 12, 1989 - December 31, 1989
LASALLE ST SECURITIES, L.L.C.
September 22, 1988 - April 27, 1989
VANDERBILT SECURITIES, INC.
June 30, 1988 - October 5, 1988
FIRST AMERICAN CAPITAL RESOURCES, INC.
December 27, 1979 - August 1, 1986
ACAP FINANCIAL INC.
September 9, 1975 - January 23, 1978
ROSENTHAL EQUITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/3/1975
Registered Representative ExaminationCurrent Firm
R. D. KUSHNIR & CO.
CRD#: 24013 / SEC#: , 8-40836
Contact information
Documents
Red Flags
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