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William H Eichengreen Jr

CRD# 812263·Registered 1975 - 1996
Barred: William H Eichengreen JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

William H Eichengreen JR was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1975 - 1996. William had worked at 7 firms and has passed the Series 63, Series 3 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

R. D. KUSHNIR & CO.·CRD# 24013
BD
Northbrook, IL
March 29, 1994 - October 10, 1996
SHATKIN FINANCIAL SERVICES, INC.·CRD# 16883
BD
January 31, 1992 - April 1, 1992
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
April 12, 1989 - December 31, 1989
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
September 22, 1988 - April 27, 1989
FIRST AMERICAN CAPITAL RESOURCES, INC.·CRD# 16818
BD
June 30, 1988 - October 5, 1988
ACAP FINANCIAL INC.·CRD# 7731
BD
December 27, 1979 - August 1, 1986
ROSENTHAL EQUITIES, INC.·CRD# 6797
BD
September 9, 1975 - January 23, 1978

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Current Firm

RD
R. D. KUSHNIR & CO.

R. D. KUSHNIR & CO. | SNEIDER SECURITIES, INC. | SNEIDER INVESTMENT SERVICES, INC.

CRD#: 24013 / SEC#: 8-40836
BD
Terminated by SEC on 12/04/1998

Contact Information

Established

Illinois since 01/17/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1982About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Aug 1975

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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WE
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