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JS

Joseph Stoy

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CRD#: 8122626
JS
Joseph Stoy

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Stoy was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2025. Joseph had worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Stoy is employed as a Senior Accountant at Base Tax, a CPA firm that provides tax and accounting service to small business and individuals. Mr. Stoy spends approximately 70% of his time on this outside business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 23, 2026 - September 1, 2026

BASE WEALTH MANAGEMENT

RIA
CRD#: 321991
LAKEWOOD RANCH, FL
Past

September 24, 2025 - October 21, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Lakewood Ranch, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 12/17/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 9/24/2025
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 7/21/2025
Securities Industry Essentials Examination

Current Firm

BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)
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Contact information

Main Address
7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
Mailing Address
Phone number
(941) 203-6040
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASE WEALTH MANAGEMENT BROCHURE (3/24/2026)

Regulatory assets under management

Total Number of Accounts2,254
AUM (Assets Under Management)$ 326,333,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASE WEALTH MANAGEMENT

CRD#: 321991

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