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JS

Joseph Stoy

BASE WEALTH MANAGEMENT
LAKEWOOD RANCH, FL 34240
CRD#: 8122626
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JS
Joseph StoyBASE WEALTH MANAGEMENT

Professional summary

Joseph Stoy is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lakewood Ranch, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Joseph has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stoy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

BASE WEALTH MANAGEMENT

Office #1: 7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
RIA
CRD#: 321991
LAKEWOOD RANCH, FL
Past

September 24, 2025 - October 21, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Lakewood Ranch, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/17/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2025
Securities Industry Essentials Examination

Current Firm

BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)
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Contact information

Main Address
7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
Mailing Address
Phone number
(941) 203-6040
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASE WEALTH MANAGEMENT BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts1,931
AUM (Assets Under Management)$ 269,917,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASE WEALTH MANAGEMENT

CRD#: 321991Lakewood Ranch, FL 34240

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