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AC

Andy A. Canales

ALLIANCEBERNSTEIN L.P.
HOUSTON, TX 77002
CRD#: 8121463
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AC
Andy Aristides CanalesALLIANCEBERNSTEIN L.P.

Professional summary

Andy Aristides Canales, who also goes by Andy Canales, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Houston, Texas and SANFORD C. BERNSTEIN & CO., LLC located in Houston, Texas.

Andy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Andy has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Aliases

Andy Canales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy Aristides Canales's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2025 - Present

ALLIANCEBERNSTEIN L.P.

Office #1: 800 Capitol Street Suite 3550, Houston, TX 77002
RIA
CRD#: 108477
HOUSTON, TX
Current

September 22, 2025 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 800 Capitol Street Suite 3550, Houston, TX 77002
RIA
BD
CRD#: 104474
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/29/2026)
RR
Louisiana
(5/7/2026)
IAR
Texas
(9/8/2025)
RR
Texas
(1/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/8/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA
Registered Investment Advisory firm - (8/13/1999 Approved)
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Contact information

Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)
INSTITUTIONAL FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts68,593
AUM (Assets Under Management)$ 709,162,000,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025
Cover Page
Report
11/25/2024
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANCEBERNSTEIN L.P.

CRD#: 108477Houston, TX 77002

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