Dennis Makarewicz

FIRST SECURITY CAPITAL MANAGEMENT LLC

Venice, FL 34285

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CRD#: 812070

Professional summary

Dennis Makarewicz is a registered financial advisor currently at FIRST SECURITY CAPITAL MANAGEMENT LLC located in Venice, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Dennis has worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSULTANT AFTER HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Makarewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2008 - Present

FIRST SECURITY CAPITAL MANAGEMENT LLC

Office #1: 249 Nokomis Ave S, Venice, FL 34285

RIA

CRD#: 148345

Venice, FL

Past

April 21, 2008 - November 19, 2010

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

VENICE, FL

Past

August 21, 2003 - October 29, 2009

FIRST SECURITY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 41716

VENICE, FL

Past

November 18, 1996 - October 30, 2009

FIRST SECURITY CAPITAL MANAGEMENT, INC.

CRD#: 41716

VENICE, FL

Past

September 3, 1975 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 3, 1975 - September 21, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 3, 1975 - September 21, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/6/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/25/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1996

General Securities Principal Examination

Current Firm

FIRST SECURITY CAPITAL MANAGEMENT LLC

CRD#: 148345 / SEC#: 801-69587

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/27/2012 Approved)

Tennessee

Registered Investment Advisory firm - (2/1/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

249 Nokomis Ave S, Venice, FL 34285

Mailing Address

Phone number

(941) 483-3732

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 2,210,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis Makarewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Makarewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

FIRST SECURITY CAPITAL MANAGEMENT, INC.

FIRST SECURITY CAPITAL MANAGEMENT, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/2008

Series 7

Date: 8/16/1986

Series 1

Date: 8/25/1975

Series 24

Date: 9/28/1996

Current Firm

FIRST SECURITY CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST SECURITY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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