James L. Stocker

WALL CAPITAL GROUP

PHOENIX, AZ 85027

CRD#: 8120247

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Professional summary

James Lee Stocker is a registered financial advisor currently at WALL CAPITAL GROUP, INC. located in Phoenix, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. James has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Stocker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2025 - Present

WALL CAPITAL GROUP, INC.

Office #1: 2550 W. Union Hills Drive Suite 350, Phoenix, AZ 85027

RIA

CRD#: 105913

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALL CAPITAL GROUP, INC.

MONEY MATTERS FINANCIAL GROUP INC | WALL WEALTH ADVISORS | WALL CAPITAL GROUP, INC. | WALL & ASSOCIATES

CRD#: 105913 / SEC#: 801-41815

RIA

Registered Investment Advisory firm - (6/25/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/31/2025)

IAR

Illinois
(1/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2025

Uniform Investment Adviser Law Examination

Current Firm

WALL CAPITAL GROUP, INC.

MONEY MATTERS FINANCIAL GROUP INC | WALL WEALTH ADVISORS | WALL CAPITAL GROUP, INC. | WALL & ASSOCIATES

CRD#: 105913 / SEC#: 801-41815

RIA

Registered Investment Advisory firm - (6/25/1992 Approved)

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Contact information

Main Address

2550 W. Union Hills Drive Suite 350, Phoenix, AZ 85027

Mailing Address

Phone number

(623) 242-6332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALL CAPITAL GROUP DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,212
AUM (Assets Under Management)	$ 107,549,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Stocker

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Stocker's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL CAPITAL GROUP, INC.

Primary Firm SEC Registration

WALL CAPITAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2025

Current Firm

WALL CAPITAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALL CAPITAL GROUP, INC.

TRUST BUT VERIFY

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