John G. Flesch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gerard Flesch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2003 - November 4, 2015
ALERUS SECURITIES CORPORATION
June 9, 1997 - September 24, 2001
MARQUETTE FINANCIAL GROUP, INC.
November 12, 1993 - March 27, 1996
IAI SECURITIES, INC.
June 13, 1988 - June 22, 1990
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALERUS SECURITIES CORPORATION
CRD#: 35947 / SEC#: , 8-47152
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALERUS FINANCIAL, NA | SHAREHOLDER | |
| BOLLINGBERG, KARL AUSTIN | DIRECTOR | 4629623 |
| COMPTON, KRIS ELLEN | DIRECTOR | |
| FLESCH, JOHN GERARD | DIRECTOR | 811977 |
| HANSON, JERROD KEITH | CHIEF FINANCIAL OFFICER | 4976261 |
| KRAFT, BRIAN HAROLD | PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1884374 |
| NEWMAN, RANDY LOUIS | CHAIRMAN/DIRECTOR | 2451981 |
| UPHAM, BONNIE JEAN | SECRETARY | 4629612 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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