Gregory J. Conway

PACIFIC PORTFOLIO CONSULTING

SEATTLE, WA 98104

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CRD#: 811967

Professional summary

Gregory James Conway is a registered financial advisor currently at PACIFIC PORTFOLIO CONSULTING, LLC located in Seattle, Washington and WAVERLY ADVISORS, LLC located in Seattle, Washington.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Gregory has worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2023 - Present

PACIFIC PORTFOLIO CONSULTING, LLC

Office #1: 450 Alaskan Way S Suite 500, Seattle, WA 98104

RIA

CRD#: 139505

SEATTLE, WA

Current

October 23, 2025 - Present

WAVERLY ADVISORS, LLC

Office #1: 450 Alaskan Way S Suite 500, Seattle, WA 98104

RIA

CRD#: 115332

SEATTLE, WA

Past

June 20, 1994 - January 2, 2023

CONWAY JARVIS LLC

RIA

CRD#: 112336

SEATTLE, WA

Past

September 8, 1987 - November 18, 1989

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

February 24, 1978 - September 21, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Past

September 2, 1975 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/14/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/16/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1991

General Securities Principal Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

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Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gregory J. Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAVERLY ADVISORS, LLC

CONWAY JARVIS LLC

CIBC WORLD MARKETS CORP.

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1989

Series 3

Date: 4/14/1988

Series 7

Date: 8/16/1975

Series 24

Date: 7/23/1991

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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