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AG

Ashish A. Gandhi

PROACTIVE WEALTH STRATEGIES
MARIETTA, GA 30068
CRD#: 8118405
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AG
Ashish Ashok GandhiPROACTIVE WEALTH STRATEGIES

Professional summary

Ashish Ashok Gandhi, who also goes by Ashish Gandhi, is a registered financial advisor currently at PROACTIVE WEALTH STRATEGIES, LLC located in Marietta, Georgia and LPL FINANCIAL LLC located in Marietta, Georgia.

Ashish is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Ashish has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Aliases

Ashish Gandhi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashish Ashok Gandhi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

PROACTIVE WEALTH STRATEGIES, LLC

Office #1: 533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068
RIA
CRD#: 318872
MARIETTA, GA
Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 533 Johnson Ferry Rd Bldg C-100, Marietta, GA 30068
RIA
BD
CRD#: 6413
MARIETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA
Registered Investment Advisory firm - (3/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/27/2026)
RR
Florida
(1/12/2026)
RR
Georgia
(7/11/2025)
IAR
Georgia
(7/28/2025)
RR
Tennessee
(1/12/2026)
RR
Texas
(12/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/3/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/12/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC

CRD#: 318872 / SEC#: 801-123491

RIA
Registered Investment Advisory firm - (3/22/2022 Approved)
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Contact information

Main Address
533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068
Mailing Address
Phone number
(770) 971-4142
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROACTIVE WEALTH STRATEGIES 2A (2/18/2026)

Regulatory assets under management

Total Number of Accounts1,200
AUM (Assets Under Management)$ 315,838,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROACTIVE WEALTH STRATEGIES, LLC

CRD#: 318872Marietta, GA 30068

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