Guruatma Khalsa

ACRYLIC FINANCIAL

Tempe, AZ

CRD#: 8117859

Some features on this profile are disabled

Professional summary

Guruatma Khalsa, who also goes by Dawn Dobrin, Dawn Nicole Erdos, Ji Khalsa, is a registered financial advisor currently at ACRYLIC FINANCIAL, INC. located in Tempe, Arizona.

Guruatma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Guruatma has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Dawn Dobrin | Dawn Nicole Erdos | Ji Khalsa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guruatma Khalsa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

ACRYLIC FINANCIAL, INC.

RIA

CRD#: 288263

Tempe, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACRYLIC FINANCIAL, INC.

ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.

CRD#: 288263 / SEC#: 801-123623

RIA

Registered Investment Advisory firm - (4/6/2022 Approved)

Arizona

Registered Investment Advisory firm - (4/14/2022 Terminated)

California

Registered Investment Advisory firm - (5/14/2022 Terminated)

Colorado

Registered Investment Advisory firm - (4/15/2022 Terminated)

Florida

Registered Investment Advisory firm - (4/14/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/14/2022 Terminated)

Kansas

Registered Investment Advisory firm - (4/14/2022 Terminated)

Maryland

Registered Investment Advisory firm - (4/21/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/14/2022 Terminated)

Michigan

Registered Investment Advisory firm - (4/20/2022 Terminated)

Nebraska

Registered Investment Advisory firm - (4/14/2022 Terminated)

North Dakota

Registered Investment Advisory firm - (4/14/2022 Terminated)

Oklahoma

Registered Investment Advisory firm - (4/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2025

Uniform Investment Adviser Law Examination

Current Firm

ACRYLIC FINANCIAL, INC.

ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.

CRD#: 288263 / SEC#: 801-123623

RIA

Registered Investment Advisory firm - (4/6/2022 Approved)

Arizona

Registered Investment Advisory firm - (4/14/2022 Terminated)

California

Registered Investment Advisory firm - (5/14/2022 Terminated)

Colorado

Registered Investment Advisory firm - (4/15/2022 Terminated)

Florida

Registered Investment Advisory firm - (4/14/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/14/2022 Terminated)

Kansas

Registered Investment Advisory firm - (4/14/2022 Terminated)

Maryland

Registered Investment Advisory firm - (4/21/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/14/2022 Terminated)

Michigan

Registered Investment Advisory firm - (4/20/2022 Terminated)

Nebraska

Registered Investment Advisory firm - (4/14/2022 Terminated)

North Dakota

Registered Investment Advisory firm - (4/14/2022 Terminated)

Oklahoma

Registered Investment Advisory firm - (4/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2022 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16930 East Palisades Blvd. Suite 100-c, Fountain Hills, AZ 85268

Mailing Address

Phone number

(833) 422-7954

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACRYLIC FINANCIAL, INC. FORM ADV PART 2A FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 58,442,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Guruatma Khalsa

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guruatma Khalsa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACRYLIC FINANCIAL, INC.

Primary Firm SEC Registration

ACRYLIC FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2025

Current Firm

ACRYLIC FINANCIAL, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACRYLIC FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors